Author: todorm

The return an investor expects after reinvesting the cash flows from an investment.

When income distributions received from an investment are ploughed back into that investment instead of receiving cash

Regulation that governs cash accounts and the amount of credit that broker-dealers can extend to investors for the purchase of securities.

An exemption from the registration requirements mandated by the Securities Act, applicable to small public offerings of securities.

A regular-way trade (RW) is settled within the standard settlement cycle, which, depending on the transaction type, can range from one to five days.

A set of documents which a company has to file with the United States SEC before it proceeds with a public offering.

An institution responsible for keeping records of bondholders and shareholders after an issuer offers securities to the public.

An exchange member who executes frequent trades for their own account.

A registration that requires the investor to clip coupons in order to receive the interest payments of a bond.

A paper trail that notes who bought the security and when.